| 1 | Asia Institutional Asset Mgt | 3 | 12/15/2010 | 3/15/2012 | Asia Pacific | $14,000 | |
| 8 | Asian Distribution Dynamics | 6 | 9/30/2010 | 12/30/2011 | Asia Pacific | $14,000 | |
| 11 | US Retail and Institutional Asset Mgt | 12 | 8/30/2010 | 11/30/2011 | Asset Management | $14,000 | |
| 13 | Retail Products and Strategies | 9 | 7/15/2010 | 10/15/2011 | Asset Management | $14,000 | |